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Saxo Capital Markets (Australia) Limited - Institutional Forms

Mandatory Onboarding document

A1Individual/Joint Account Application form
A2Company Account Application form
A3Trust/SMSF Account Application form
A4Corporate Account – Client Declaration for US and CRS Purpose
A5Trust and SMSF Account – Client Declaration for US and CRS Purpose
A6Authorised Dealer List (Only applicable to Corporations)
Cover letter

 

Additional Onboarding document

B1Securities transfer via platform
B2W-8 Series Form
B3Client Suitability Assessment
B4New Sub Account Form
B5Authorised view-only user list 
Cover letter

 

Introducing Broker / Money Managers

C1Institutional Power Of Attorney (POA) Limited
C2Institutional Account View

 

Other Account Forms / Instructions

D1Account Forms
D2Appointed Authorised Representative Form
D3Client Declaration - CRS
D4Client Funding Instruction
D5Withdrawal via Platform
Client Funds Withdrawal Form
D6EOD File Changes
D7Wholesale Investor Declaration Instruction for Completion  
D8Wholesale Investor Form 
D9Wholesale Investor Request Form
D10New Zealand Wholesale Investor Form
D11Statement of Unchanged Status
D12Deed of Guarantee
D13Corporate Disclaimer 
D14Corporate US FACTA
D15Change of Contact Details

 

Platform Downloads

E1SaxoTraderPRO Windows Download
D2SaxoTraderPRO Mac Download