SaxoSelect Disclaimer

This information represents marketing material and has not been notified or submitted to any supervisory authority. The information is not the result of financial analysis or research and therefore has not been prepared in accordance with directives designed to promote the independence of financial research.

The information contained herein is provided to you by Saxo Bank (Switzerland) Ltd. (“Saxo Bank”) for information purposes only. It is confidential and may not be copied, distributed, published or reproduced, in whole or in part, or disclosed by the recipients to any other person. The information is not intended for distribution to or use by any person in any jurisdiction or country where such distribution or use would be contrary to law. The contents of this document should not be construed as an offer or recommendation to enter into any transaction or any particular service, nor should the contents be construed as advice of any other kind, for example of a tax or legal nature. Past performance should not be taken as indication or guarantee of future performance and no representation is made as to future performance. 

In providing this information, Saxo Bank has not taken into account your investment objectives, financial situation or your specific needs and requirements. All investment strategies involve risk and may result in both gains and losses. You should ensure that you only enter into a discretionary mandate after you have understood the risks of the investment strategy and the product categories used and have completed the suitability test. Past performance should not be taken as an indication or guarantee of future performance and no future performance is guaranteed.

Any information, including service fees can be subject to change. The latest updated pricing information can be found on the description page for each available strategy.

Full Risk Warning: https://www.home.saxo/en-ch/legal/saxo-select/risk-disclosure

*Morningstar’s Investment Management Group comprises Morningstar, Inc’s registered entities worldwide, including in France, where Morningstar Investment Consulting France (“Morningstar”) is authorised and regulated by the French Autorité de contrôle prudentiel et de résolution (ACPR) as a financial investment adviser to provide services to professional clients.

Morningstar Investment Consulting France is similarly not liable for the losses described above. Morningstar’s selection of stocks for the Saxo Morningstar Moat portfolio, which is managed by Saxo Bank, is provided under a contract to provide a model portfolio advisory service to Saxo Bank only and is based upon certain internal assumptions. Morningstar has not considered the suitability of the content of model against individual needs and risk tolerances for all investors. Discretionary execution of the model is the responsibility of Saxo Bank. As such, Morningstar’s model is for information purposes only and does not constitute investment advice or an offer to sell or a solicitation of an offer to buy the securities described within.

The Morningstar name and logo are registered trademarks of Morningstar, Inc. and its affiliates and are used under license. Morningstar is not affiliated with Saxo Bank. Morningstar makes no representations or warranties regarding the advisability of investing in any product, portfolio or service offered by Saxo Bank or any of its affiliates. Morningstar has no obligation or liability in connection with the operation, marketing, trading or sale of any product, portfolio or service offered by Saxo Bank or any of its affiliates nor does Morningstar have any obligation or liability to any client or customer of Saxo Bank.

BlackRock is similarly not liable for the losses described above. BlackRock’s insights and data which is utilized by Saxo Bank in building its Investment Portfolios is based upon certain internal assumptions and BlackRock has not considered the suitability of the content of its insights and data against individual needs and risk tolerances for all investors. As such, BlackRock’s insights and data is for information purposes only and does not constitute investment advice or an offer to sell or a solicitation of an offer to buy the securities described within. BlackRock’s insights and data has not been prepared in accordance with the legal requirement designed to promote the independence of investment research and is not subject to any prohibition on dealing ahead of the dissemination of the insights and data provided to Saxo Bank and, as such, is considered to be a marketing communication Saxo Bank.

iShares® and BlackRock® are registered trademarks of BlackRock, Inc. and its affiliates (“BlackRock”) and are used under license. BlackRock is not affiliated with Saxo Bank. BlackRock makes no representations or warranties regarding the advisability of investing in any product, portfolio or service offered by Saxo Bank or any of its affiliates. BlackRock has no obligation or liability in connection with the operation, marketing, trading or sale of any product, portfolio or service offered by Saxo Bank or any of its affiliates nor does BlackRock have any obligation or liability to any client or customer of Saxo Bank.

Brown Advisory LLC (“Brown Advisory”) does not provide investment recommendations to clients of Saxo Bank and its affiliates. Brown Advisory, has not obligation or liability in connection with operation, marketing, trading or sale of any portfolio or service offered by Saxo Bank or any of its affiliates nor does Brown Advisory have any obligation or liability to any client or customer of Saxo Bank.

This disclaimer is subject to Saxo Bank's Full Disclaimer and the full risk warning.
Full Disclaimer: https://www.home.saxo/en-ch/legal/disclaimer/saxo-disclaimer
Full Risk Warning: https://www.home.saxo/en-ch/legal/saxo-select/risk-disclosure

Engagement Policy of SaxoSelect

Saxo Bank considers itself to have an important duty to protect the interests of investors. Part of our role as a portfolio manager is to engage with investee companies in order to satisfy ourselves that such companies are acting in the best interests of shareholders. However, it is important to note that we are not an ‘activist’ shareholder, given the fact that Saxo Bank will never be a significant shareholder of the investee companies. Upon receiving electronic voting rights, we will act in the best interest of the performance of the investment strategy, assisted by the research of our strategy providers. If we are ever asked to vote on behalf of our clients in circumstances in which we are unable to manage a conflict of interest, we will abstain. We consider that by taking this approach, the affected party can (in the event of an abstention), alert its Board of Directors of our policy in advance so any voting statistics can be adjusted accordingly.